Federal Prosecution and Defenses of the False Statements Statute

Federal false statements statute, 18 U.S.C. §same criminal behavior. Under the double jeopardy
1001, is one of the most widely used tools inclause of the Fifth Amendment of the
federal prosecutors' arsenal. The statute is oftenConstitution, a person may not receive multiple
the default "charge of choice" because the way itpunishments for the same offense. A multiplicity
is drafted, prosecutors enjoy a wide leverage andargument may be successful in a case where a
advantage.person makes the same false statement many
The statute provides: Whoever, in any mattertimes and is charged for each separate time.
within the jurisdiction of any department orAnother doctrine is Duplicity, which means that an
agency of the United States knowingly and wilfullyindictment charges separate offenses in a single
falsifies, conceals or covers up by any trick,count. Section 1001 does not contain specific
scheme, or device a material fact, or makes anydefenses. If you are accused of Section 1001
false, fictitious or fraudulent statements orviolation, your best defense would be complicating
representations, or makes or uses any falsethe government's efforts to prove that each of
writing or document knowing the same to containthe elements of the offense is satisfied.
any false, fictitious or fraudulent statement orAnother possible defense could be a good faith
entry, shall be fined under this title or imprisonedargument that would demonstrate that the
not more than five years, or both.defendant did not possess the requisite mind
Essentially, the statute includes three separateframe (though that the statement was true, for
crimes: (1) a falsification committed byexample). Obviously, simply taking the positing
concealment by means of a trick or scheme; (2)that the defendant "had good faith" in the
a fraudulent statement or representation; or (3)authenticity of his or her statement is not going
the making or using of false writings knowing thatto do the trick. In order to successfully use the
they contain a false, fictitious or fraudulentgood faith defense, in most cases defendant will
statement or representation. Of these, thehave to offer evidence that he or she relied on
second category, making a fraudulent statement,expert advice or that good faith was based on
is the most widely used. In order to convict, the''percipient'' information. Relying on expert opinion is
government must prove that the defendant: (a)not a universal remedy, too. Courts have
made a statement, (b) that the statement wasaddressed this issue and handed down very
false; (c) that the defendant knew that thespecific requirements that need to be met for
statement was false; (d) that the statement wasthis defense to be successfully used. An example
relevant to the function of U.S. government, andof the ''percipient'' information" defense is the case
(e) that the false statement was material.United States v. West 666 F.2d 16 (2d Cir. 1981)
Technically speaking, any statement, written orwhere the defendant signed his wife's name on
oral, that is not true may qualify to be theloan documents when he reasonably believed that
"statement" for the purposes of this statute.he was authorized by his wife do so.
If you have been already indicted, there severalIf you are investigated or indicted for false
legal arguments that may be raised to attack thestatements statute, 18 U.S.C. § 1001, seek
indictment. The first doctrine - Multiplicity - refersadvice of a competent criminal defense attorney
to multiple counts of an indictment that cover theat once.