Asset Misappropriation - Skimming Schemes

Skimming is the removal of cash for a victimThe person in charge of receiving payment in the
company before the transaction is entered intocompany physically steals the check and cashes it
the accounting system. Since skimming is an offat the bank. If the employee is able to overcome
the books type of fraud (it is never recorded)the issues with cashing the checks such as
there is no direct audit trail therefore making theendorsement and convincing the bank that the
fraud difficult to detect. The employees with antransaction is legitimate then they must deal with
opportunity to commit skimming schemes arehow to conceal the fraud when the customers
those who deal directly with customers or thosebalance becomes delinquent. If the employee is
that handle their payments. This article will covernot careful the company will send late notices to
the four main categories of skimming schemescustomers that will likely result in complaints from
and discuss some of the red flags for detectioncustomers with a copy of the canceled check.
of the fraud.Fraudsters have gone around this by intercepting
Unrecorded Salesthe notices or manipulating the address of the
The most common form of skimming is notcustomer in order to reroute the mail. A major
recording the sale of goods but collecting thered flag for the opportunity to commit this
money from the customer. Despite controls suchscheme is when the employee that receives the
as register tape, managers, and surveillancemail is also the same person that has the job of
equipment, employees may be able to manipulaterecording the receipt. By properly segregating
the system in order to prevent fraud detection.duties and marking all checks for deposit only, a
In some examples of unrecorded sales, thecompany can easily reduce the potential of this
fraudster manipulates the register tape so that itskimming scheme.
does not print on the tape when transactions areShort-Term Skimming
keyed into the system. A means of detectionThe final category of short-term skimming is less
would be pre-numbering the system records soabout stealing the money than borrowing it in
that if skimming were perpetrated when theorder to accumulate earnings from the time value
fraudster turn the register tape back on thereof money. By delaying the receipt of payment
would be a break in the pre-numberedthe employee is able to use the funds for short
transactions. Companies should be specificallyterm investments generating interest for the
careful of unrecorded sales schemes withperpetrator. The means of obtaining access of
revenue streams that are difficult to monitor andthe money could be any of the forms above but
generally unpredictable in value.there is a clear distinction that in this case the
Understated Sales and Receivablesmoney is eventually returned to the company and
In these skimming schemes the customerthe only loss is the time value of that receipt. Red
receives a receipt that is for the total amount offlags in this area would include a higher days sales
the transaction but when the employee enters itoutstanding ratio or unusual payment timing when
into the system they record either a discount orcompared to historical customer payment
a sale of lesser value. In order to cover theirespecially when looking at specific customers.
tracks they can manipulate carbon copies of theFraud Prevention
receipt by writing in their own amounts orRegardless of the method of skimming the most
generating false discount documentation. Fraudimportant means of prevention is establishing
prevention is possible by requiring approval forproper internal controls. Segregating duties and
sales discounts, checking receipts for alterationsemployee awareness of the company's policy on
and tracking the history of cashiers' salestheft can eliminate the opportunity and
discounts.rationalization of committing these frauds. When
Theft of Checks Through the Mailearly detection fails skimming can lead to very
In this particular scheme the sale has beencostly losses and a corporate culture that ignores
recorded into the company's system but thethe signals of fraud.
payment on the receivable has not been received.