Primer On Workers' Compensation

Whether you're starting a new business orNote that if you're in a "monopoly" state - i.e, a
already in an established business, you need tostate where there are no private insurers and
know the basics of workers' compensationyou must use the monopoly state fund - you can
insurance. Almost every business that hasstill get put in an assigned risk plan. You should
employees other than the owner is required bydiscuss this with your agent.
state law to carry workers' comp. But you needImportant Tips Regarding Workers' Compensation
to be careful in choosing a policy. The fact isInsurance
many insurance companies can get remarkably- Your agent, working with his/her company's
tricky when it comes to writing policies - in theirunderwriter, is responsible for deciding what
bag of tricks are such ploys as classifying theclassification codes to utilize in developing your
type of work your employees do incorrectly,premium rates, as well as the various other risk
miscalculating so-called modification factors, andfactors. Reportedly, mistakes and oversights are
making a variety of other types of mistakeslegion in these types of policies (usually favoring
which, oddly enough, result in insurance costs tothe insurance company), so review your policy
you that are higher than they need to be.carefully, preferably with the assistance of a
Beyond needing to hold your own against yourprofessional who has experience in this field.
workers' compensation insurance carrier, there's- Carefully read your policy's Information Page in
another reason to take a few minutes to learndetail - it contains the most important details you
more about this type of insurance, namely, fraud.need to check.
Workers' compensation fraud is the second- You should be particularly careful when your
largest category of white-collar fraud in the Unitedcompany hires independent contractors. If the
States today, second only to income tax evasion.independent contractor does not carry workers
According to industry observers, fraud occurs incomp and is injured, you will be held responsible
almost a fourth of all claims. It can take the formfor all costs connected with the claim.
of employee fraud (an employee who's been in an- Make sure you indicate as named insured all legal
accident claiming to be injured more seriously thanentities which are in any way connected with your
he/she really is), employer fraud (harassingbusiness. For example, if you own the building it's
employees who put in claims or trying to deceivein, you should be named on your policy as legal
the insurance company regarding the number ofowner of the property, as well as owner of the
the company's employees), or insurance companybusiness.
fraud (wrongfully denying legitimate claims).- Also you should be aware of federal workers'
In many businesses, such as manufacturing andcomp exposures. In addition to state
construction, workers' comp is a major expenserequirements, some federal legislation also
item - and also a major source of friction andimposes liabilities on employers. You can add
confusion. But most business owners know littlecoverage for acts such as the following to your
or nothing about how it works or how rates areworkers' compensation policy by endorsement
calculated. It's too complicated to cover in detail(i.e., by adding a supplement): Longshore and
here, but I'll try to touch upon most of the basicsHarbor Workers Compensation Act (benefits to
in this brief article.employees injured in maritime employment);
Understanding the Basics of Workers'Federal Coal Mine Health and Safety Act (benefits
Compensationto miners who contract black lung disease); and
If you are in a type of business that is requiredMigrant and Seasonal Agricultural Worker
by state law to purchase workers compensationProtection Act (housing and safety benefits to
benefits, this is something to take seriously. Inseasonal and migrant agricultural workers).
some states, notably Florida and California,The NCCI Manual is not used for calculating rates
businesses are getting shut down and ownersin: Delaware, California, Indiana, Massachusetts,
prosecuted criminally for failure to carry this typeMichigan, Minnesota, New York, New Jersey, North
of insurance. In most states you need it if youCarolina, Pennsylvania, Wisconsin, and Texas. (All
have one or more employees - California beingother states use it.)
one of the few that requires it even forIf either you or a professional you hire feels that
one-person businesses.your premium rates are not what they should be,
In most states you can purchase an insurancebased on the rules and specifications in the NCCI
policy from a workers' comp insurance company;Manual (or other state rating manual), your initial
however in five states (OH, ND, WA, WV, WY)step should be to contact your agent, say the
you must obtain coverage through thatexperts, and request changes; if this doesn't
jurisdiction's state-operated fund. These statework, then you should directly contact NCCI or
operated funds are called "monopoly state funds."the appropriate state rating bureau and point out
Note that thirteen states maintain state fundsthe errors in your policy as it is written.
which compete with private insurers. So in those- Is your company required to pay workers'
thirteen, you can buy your policy either from acompensation benefits to illegal immigrants?
private insurance company or from the stateAccording to experts, the answer depends on
fund (CA, AZ, CO, MD, ID, MI, MN, MT, NY, OR,whether the illegal alien qualifies under your state's
OK, PA, UT).statute as an "employee" working "in the service
If for some reason your business is found to beof" another under a "contract of hire." So far,
especially risky, you will have to get yourNew York and Ohio courts have upheld the right
insurance from a so-called "assigned risk" fund,of aliens to receive benefits; Wyoming, Virginia,
and it costs considerably more. Workers'and Florida have not.
compensation is regulated primarily by the states- Note that only Texas, among all 50 states, does
(and Washington DC) so there are 51 separatenot require employers to carry WC insurance.
sets of rules which govern benefits, premiums,A Word About Workers Compensation Fraud
and coverage. However, a so-called "ratingWorkers' comp is a no-fault system for providing
bureau" called the National Council onfinancial benefits to injured or ill workers while at
Compensation Insurance (NCCI) has developed athe same time shielding their employers from
manual used by many states to regulate howlawsuits. But the system is wide open to fraud on
insurance companies calculate your rates. NCCIa number of fronts. Employers, attempting to
states rely almost completely on this manual,reduce premiums, may understate their total
while some other states have developed theirnumber of employees or misrepresent the type
own manuals. For example, Nevada sticks closelyof work they do; workers may claim benefits
to the NCCI manual, whereas California hasthey're not entitled to, for example, by
developed its own manual.exaggerating the seriousness of an injury; even
Workers' comp policies tend to seem complexinsurers themselves may intentionally miscalculate
and abstruse to the uninitiated. What's more, youpremiums and this is, unfortunately, not
can't rely entirely on your insurance agent touncommon.
decipher the technical terms, options, andSurprisingly, it's employer fraud that is the major
requirements - remember, he/she has a vestedtype of workers' comp fraud. According to a
interest in selling you as expensive a policy asrecent study reported by the National Commission
possible. So if your premiums turn out to be fairlyon State Workmen's Compensation Laws, over
considerable, it's a good idea to have your policy13% of employers studied were operating without
reviewed by a lawyer with workers' complegally required workers' compensation insurance.
experience or a consultant specializing in this field.In addition, others were found to be cheating the
For example, do you need a guaranteed-costsystem by intentionally misclassifying or
policy (a policy whose premiums remain the sameunderreporting their payroll or by falsely
no matter how many claims you file) or arepresenting employees as independent
loss-sensitive plan? The latter will cut your costscontractors.
but increase your exposure.Of course the best-known type of workers'
The basic formula insurance companies utilize tocomp fraud - the kind most often covered by
calculate your policy is to multiply a rate timesthe media -- involves workers claiming disabilities
hundred dollars of payroll. But what is this "rate"?that don't exist. Most insurance companies have in
Where does it come from? It is based on therecent years set up internal Special Investigative
classification of your company's type of workUnits (SIU's) to deal with this type of fraud. Claims
performed. It's always to your advantage to be inadjusters report suspicious cases to their
a relatively "safe" classification, such as officecompany's SIU's, which then use surveillance,
work, as opposed to a more injury-pronebackground checks,videotaping, medical records
classification, such as mining. Experts warn thatchecks and other tools to document fraud, then
you should be vigilant that the insurance agentturn the cases over to the Attorney General for
does not misclassify your company - such aprosecution. Criminal penalties to workers trying to
"mistake" can easily double your premiums.game the system can be severe.
What's more, insurance companies inevitably applyHere's an example of how the SIU investigation
an "experience" factor to your premiums. This is asystem works. Recently, CompSource Oklahoma
circumlocution for a multiplier calculated on theinvestigated a female claimant who was receiving
basis of your company's claims history. The morepermanent total disability benefits for back injuries
or larger your claims, the larger the experiencefrom a slip-and-fall accident. The company's SIU
factor.team found that while receiving these benefits
Understanding Assigned Risk Plansshe was listed on the Internet as an officer of an
What can you do if every private insurer in youroutdoor recreational club. Surveillance was set up
state turns down your insurance application? Inand it was found that she was engaged in
that case, you have to utilize the state's assignedmountain hiking, carrying heavy items and other
risk plan. This is expensive insurance. Yet, I'm told,activities suggesting she was not disabled. Criminal
many agents sell assigned risk insurance withoutcharges were filed and a conviction obtained,
bothering to mention it's assigned, and the wordsresulting in a lengthy prison term.
"assigned risk" appear nowhere on the policy.The moral of the story: Don't commit workers'
Generally, rates and service are said to be bettercomp fraud. Insurance companies now employ
in NCCI states. However, even if your company isteams of specialized investigators who will
in an NCCI state you will probably get lower ratesdoggedly pursue a any suspicious claim and, if
if you move to "voluntary" (i.e., not assigned risk)fraud can be proven, will press charges without
coverage as soon as possible.any hesitation whatsoever.